Regulatory Guide 146 (RG 146), formerly known as Policy Statement 146
(PS146) is a certification that is needed for anyone to sell financial services
or become a financial
adviser in Australia. Involved here is a certain amount of training to make
sure that not only will you have the knowledge but also the skills that are
needed for such a field. It is also your ticket to doing business.
Just think: because the financial services industry is well-regulated in
Australia, it means that not being able to comply with its high standards could
lead to trouble in the near future. After all, it is their means of protecting
their people from possible scams and other fraudsters who just want to take
advantage of others. Plus, it is a way to make sure that sellers of financial
services are skilled enough before they operate.
This means that if you want to achieve this level of expertise, you have
to invest in your training before you completely delve into this field. You
have to ensure that you do not just have the background that's necessary; you
have to make sure that you trained under an institution that is accredited wherever
you are in the country. This way, you can avoid a whole slew of difficulties
that could plague you in the future.
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